Insider trading - статья по прочим предметам

 

Тезисы:

  • ITSA (Insider Trading Sanctions Act) --3 measures.
  • Causation-in-fact--because an insider engaged in insider trading, it caused a loss.
  • It applies not only to insider trading but also to.
  • A) Who may be hurt by insider trading.
  • D) Penalties For Insider Trading.
  • They have a duty to disclose before trading.
  • Insiders include at least officers, dirs, controlling shs (In re Cady Roberts).
  • Liability Of Nontrading Persons For Misrepresentation.
  • Liability Of Nontrading Corporation For Nondisclosure.
  • Of whether they are using insider info. (Need to know 2, 3, 6).
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